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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth James Higginbotham is a registered Investment Advisor Representative with On Investment Management Co. Kenneth James Higginbotham has been in the securities industry since June 8, 1987. Kenneth James Higginbotham has passed the Series 6, Series 7 and Series 63 exams. Kenneth James Higginbotham is also a registered Investment Advisor Representative for ON Investment Management Co. in Pennsylvania. Kenneth James Higginbotham previously worked for Cambridge Investment Research, Inc., Lincoln Financial Advisors Corporation, The Lincoln National Life Insurance Company, and AAL Capital Management Corporation. Kenneth James Higginbotham is licensed in Colorado, Florida, Indiana, New Hampshire, New Jersey, New York, Pennsylvania, and Virginia. Kenneth James Higginbotham specializes in providing financial planning, portfolio management for individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Morningstar investment services llc, sei, assetmark, brinker capital, bny mellon advisors, inc, symmetry partners, envestnet
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
10/25/2006 - Present
ON Investment Management Co. (RICHBORO PA)
PA
01/07/2000 - 09/26/2006
CAMBRIDGE INVESTMENT RESEARCH, INC. (RICHBORO PA)
IN
11/18/1994 - 01/31/2000
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
11/18/1994 - 01/31/2000
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
MN
06/09/1987 - 11/18/1994
AAL CAPITAL MANAGEMENT CORPORATION (MINNEAPOLIS MN)
BC
Issued 06/19/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/1996
Series 7 - General Securities Representative Examination
BC
Issued 11/06/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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