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Kenneth James Hanrahan

FIS Brokerage & Securities Services LLC

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About Kenneth James Hanrahan

Kenneth James Hanrahan is a registered representative in Illinois with Fis Brokerage & Securities Services LLC. Kenneth has been in the securities industry since January 21, 2004. Prior to joining Fis Brokerage & Securities Services LLC, Kenneth was a registered representative with TD Ameritrade Clearing, Inc. and TD Ameritrade, Inc.. Kenneth holds the following securities licenses: Series 3, Series 7, Series 55, Series 63, Series 99TO, Series 57TO and SIE.

Firm Information

Kenneth Hanrahan is currently registered with FIS Brokerage & Securities Services LLC. FIS Brokerage & Securities Services LLC is a Limited Liability Company formed in February 2000. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico, the Virgin Islands and the District of Columbia. FIS Brokerage & Securities Services LLC has been the subject of 23 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kenneth Hanrahan’s Registration & Firm History

IL

11/14/2018 - Present

FIS Brokerage & Securities Services LLC (BOLINGBROOK IL)

IL

02/26/2018 - 11/01/2018

TD AMERITRADE CLEARING, INC. (CHICAGO IL)

IL

02/23/2018 - 11/01/2018

TD AMERITRADE, INC. (CHICAGO IL)

IL

04/05/2013 - 10/05/2017

E*TRADE SECURITIES LLC (CHICAGO IL)

IL

01/05/2011 - 08/16/2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)

IL

05/13/2004 - 08/11/2011

MERRILL LYNCH PROFESSIONAL CLEARING CORP. (CHICAGO IL)

IL

12/13/2002 - 04/20/2004

ABN AMRO SAGE CORPORATION (CHICAGO IL)

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Licenses & Designations

BC

Issued 12/28/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/06/2009

Series 3 - National Commodity Futures Examination

BC

Issued 10/14/2003

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/12/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kenneth James Hanrahan.
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