Unclaimed
Kenneth James Fish is a registered representative and investment advisor representative with Touchstone Advisors Inc. Kenneth has been working in the financial services industry since 2002. Kenneth is licensed in Connecticut, New York, and Ohio. Kenneth holds the following licenses and certifications: Series 7, Series 63, Series 66 and the SIE. In addition to his current registration with Touchstone Advisors Inc., Kenneth has previously been registered with Unified Financial Securities, Inc. and Fidelity Investments Institutional Services Company, Inc.. Kenneth specializes in providing investment advisory services to investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
06/28/2019 - Present
Touchstone Advisors Inc. (Stewart Manor NY)
IN
12/16/2010 - 02/25/2014
UNIFIED FINANCIAL SECURITIES, INC. (INDIANAPOLIS IN)
RI
05/09/2002 - 09/28/2009
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BOTH
Issued 07/31/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/24/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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