Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth James Cappelli is a financial advisor with over 25 years of experience in the financial services industry. Kenneth joined Osaic Wealth, Inc. in June 2024. Prior to that, Kenneth was with Securities America, Inc., Equitable Advisors, LLC, Mutual of Omaha Investor Services, Inc., LPL Financial LLC, Wachovia Securities, LLC, A. G. Edwards & Sons, Inc., NYLIFE Securities LLC, and First Colonial Securities Group, Inc. Kenneth is a registered representative and investment advisor representative in multiple states. He specializes in financial planning and portfolio management for individuals, businesses, and charitable organizations. Kenneth holds Series 7, 62, 63 and 66 licenses as well as a SIE certification.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
06/14/2024 - Present
Osaic Wealth, Inc. (MARLTON NJ)
NJ
11/20/2020 - 06/14/2024
SECURITIES AMERICA, INC. (MARLTON NJ)
PA
11/08/2016 - 11/23/2020
EQUITABLE ADVISORS, LLC (CONSHOHOCKEN PA)
NJ
08/15/2011 - 11/08/2016
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (MARLTON NJ)
PA
04/04/2008 - 08/29/2011
LPL FINANCIAL LLC (KING OF PRUSSIA PA)
NJ
01/01/2008 - 04/09/2008
WACHOVIA SECURITIES, LLC (MARLTON NJ)
NJ
05/11/2007 - 01/03/2008
A. G. EDWARDS & SONS, INC. (MARLTON NJ)
NJ
06/24/2005 - 05/16/2007
NYLIFE SECURITIES LLC (MOORESTOWN NJ)
NE
01/19/2001 - 06/07/2005
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)
MA
05/11/2000 - 01/18/2001
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
MN
01/10/2000 - 03/07/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
01/10/2000 - 03/07/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
FL
12/08/1998 - 03/02/1999
FIRST COLONIAL SECURITIES GROUP, INC. (BOCA RATON FL)
NY
07/24/1998 - 11/19/1998
STARR SECURITIES, INC. (NEW YORK NY)
FL
02/25/1997 - 07/24/1998
FIRST COLONIAL SECURITIES GROUP, INC. (BOCA RATON FL)
NY
10/30/1995 - 02/06/1997
STARR SECURITIES, INC. (NEW YORK NY)
BOTH
Issued 2/1/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/7/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/30/1996
Series 7 - General Securities Representative Examination
BC
Issued 10/26/1995
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
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