Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Alfonso has been in the financial industry since September 2, 2008. Kenneth is currently a Registered Representative with Edward Jones. Kenneth has been with Edward Jones since June 3, 2022. Prior to that, Kenneth was registered with EDWARD JONES in FEDERAL WAY, WA from August 12, 2013 to May 30, 2019. Kenneth has also been registered with UBS FINANCIAL SERVICES INC. in WEEHAWKEN, NJ from March 21, 2003 to February 24, 2004, and with MORGAN STANLEY DW INC. in PURCHASE, NY from October 24, 1997 to March 25, 2003. Kenneth has passed the Series 63, Series 65, Series 66, Series 7, Series 31, and SIE exams. Kenneth offers a variety of financial services, including financial planning, pension consulting, and portfolio management for individuals and businesses. Kenneth is registered to provide investment advice in 17 states, including California, Colorado, Idaho, Louisiana, Mississippi, Missouri, Nevada, New Jersey, North Carolina, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, Washington, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
06/03/2022 - Present
Edward Jones (SUGAR LAND TX)
WA
08/12/2013 - 05/30/2019
EDWARD JONES (FEDERAL WAY WA)
NJ
03/21/2003 - 02/24/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
10/24/1997 - 03/25/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 08/30/2013
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/12/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/12/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2013
Series 7 - General Securities Representative Examination
BC
Issued 11/18/1997
Series 31 - Futures Managed Funds Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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