Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth J Schroering is a financial advisor with over 29 years of experience in the financial services industry. Kenneth is currently registered with Park Avenue Securities LLC. Kenneth has been registered with Park Avenue Securities LLC since 2000 and previously worked for National Planning Corporation and Guardian Investor Services Corporation. Kenneth holds Series 6, 7, 63 and 66 securities licenses. Kenneth is also registered as an Investment Advisor Representative in Florida, Indiana, Kentucky, and South Dakota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IN
10/22/2018 - Present
Park Avenue Securities LLC (EVANSVILLE IN)
CA
06/14/1999 - 05/11/2000
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
NY
05/03/1999 - 06/23/1999
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
06/15/1994 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
BOTH
Issued 01/08/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/14/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/1994
Series 7 - General Securities Representative Examination
BC
Issued 06/14/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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