Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth J. Pollard is a financial advisor with Edward Jones. Kenneth has been in the financial services industry since 1989. Kenneth's current firm is Edward Jones, a firm with over $10 billion in assets. Kenneth is a Registered Representative with FINRA and is licensed in 51 states. Kenneth has passed several professional exams including the Series 7, Series 9, Series 10, Series 24, and Series 55, to name a few. Kenneth has also been a previous employee of W&S Brokerage Services, Inc., SogoTrade, Inc., and A. G. Edwards & Sons, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MO
01/30/2023 - Present
Edward Jones (Manchester MO)
MO
07/29/2017 - 09/10/2018
W&S BROKERAGE SERVICES, INC. (Maryland Heights MO)
MO
12/20/2013 - 01/13/2017
SOGOTRADE, INC. (SAINT LOUIS MO)
MO
10/08/2007 - 07/23/2012
SCOTTRADE, INC. (ST. LOUIS MO)
MO
02/28/1985 - 06/04/2007
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BC
Issued 03/20/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/22/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/07/2022
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 09/10/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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