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Kenneth J Parzgnat

Northern Trust Securities, Inc.

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About Kenneth J Parzgnat

Kenneth Parzgnat is a financial professional with over a decade of experience in the industry. Kenneth currently works at Northern Trust Securities, Inc., a firm with a broad range of services for individuals, businesses, and institutions. Prior to joining Northern Trust Securities, Inc., Kenneth worked at GRV Securities LLC and Calamos Financial Services LLC. Kenneth holds the Series 7 and Series 63 licenses, as well as the SIE exam, and is registered in all 50 states. Kenneth specializes in providing investment advice and portfolio management for a wide range of clients, including individuals, corporations, and investment companies.

Firm Information

Kenneth Parzgnat is currently registered with Northern Trust Securities, Inc.. Northern Trust Securities, Inc. is a corporation headquartered in Chicago, IL, formed in 1979. The firm provides portfolio management services for individuals, businesses, and pooled investment vehicles. They also offer selection of other advisers. Northern Trust Securities, Inc. is registered with the SEC and in 53 states. They manage approximately $1,026,259,255 in regulatory assets.
Northern Trust Securities, Inc.

333 S. WABASH AVENUE

CHICAGO, IL 60604

$1.03B

Assets Under Management

2,110

Total Clients

282

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kenneth Parzgnat’s Registration & Firm History

IL

08/05/2024 - Present

Northern Trust Securities, Inc. (CHICAGO IL)

IL

10/05/2015 - 10/07/2022

GRV SECURITIES LLC (CHICAGO IL)

IL

06/24/2005 - 07/27/2009

CALAMOS FINANCIAL SERVICES LLC (NAPERVILLE IL)

MO

04/06/2004 - 06/13/2005

EDWARD JONES (ST. LOUIS MO)

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Licenses & Designations

BC

Issued 10/19/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/05/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kenneth J Parzgnat.
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