Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Koch is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc.. Kenneth has been in the financial services industry for over 10 years and has experience with a variety of financial products and services. Kenneth's previous employers include Morgan Stanley, Northwestern Mutual Investment Services, LLC, and MML Investors Services, LLC. Kenneth is registered with the state of Massachusetts and other states including California, Florida, Connecticut, Maine, and Nevada. Kenneth has a wide range of certifications and licenses including Series 66, Series 7, and Series 63. Kenneth is a dedicated financial advisor who is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
11/07/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HINGHAM MA)
MA
08/04/2020 - 08/26/2022
E*TRADE SECURITIES LLC (Boston MA)
MA
09/23/2019 - 07/27/2020
MML INVESTORS SERVICES, LLC (QUINCY MA)
MA
02/01/2016 - 08/30/2019
MORGAN STANLEY (BOSTON MA)
MA
02/22/2014 - 01/06/2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (BOSTON MA)
MA
05/31/2013 - 12/17/2013
MORGAN STANLEY (NORWELL MA)
BOTH
Issued 02/24/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/06/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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