Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Howard Tollmann is a registered representative with Guggenheim Funds Distributors, LLC. Kenneth has been in the financial industry since 1995 and has a wide range of experience in the industry. He is licensed in 52 states and holds several industry certifications, including the Series 7, 6, 63 and 24. Kenneth previously worked for Morgan Stanley Distribution, Inc., MAS Fund Distribution, Inc. and Franklin/Templeton Distributors, Inc., among others.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Index licensing fee
1
2
IL
03/03/2014 - Present
Guggenheim Funds Distributors, LLC (CHICAGO IL)
MD
01/04/2013 - 03/03/2014
GUGGENHEIM DISTRIBUTORS, LLC (ROCKVILLE MD)
IL
10/24/2011 - 01/11/2013
GUGGENHEIM FUNDS DISTRIBUTORS, LLC (CHICAGO IL)
CA
02/13/2004 - 05/16/2011
MORGAN STANLEY DISTRIBUTION, INC. (SAN FRANCISCO CA)
IL
02/18/2004 - 06/12/2007
VAN KAMPEN FUNDS INC. (OAKBROOK TERRACE IL)
NY
05/09/2001 - 02/13/2004
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
02/10/1999 - 03/27/2001
MAS FUND DISTRIBUTION, INC. (NEW YORK NY)
CA
08/12/1997 - 10/08/1998
MAM SECURITIES, LLC (SAN FRANCISCO CA)
CA
07/06/1994 - 09/25/1997
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
BC
Issued 06/14/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/18/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/1997
Series 7 - General Securities Representative Examination
BC
Issued 07/01/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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