Unclaimed
Kenneth Compton is a financial advisor with over 20 years of experience in the industry. Kenneth is currently registered with Raymond James Financial Services Advisors, Inc. and has previously held positions at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC and CITIGROUP GLOBAL MARKETS INC. Kenneth has a wide range of experience, including working with high-net-worth individuals, corporations, and pension plans. Kenneth offers a variety of financial services, including financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
08/08/2016 - Present
Raymond James Financial Services Advisors, Inc. (LAKELAND FL)
FL
09/15/2006 - 06/24/2014
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (LAKELAND FL)
FL
05/19/1998 - 09/25/2006
CITIGROUP GLOBAL MARKETS INC. (LAKELAND FL)
IA
Issued 05/01/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/01/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/14/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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