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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Hilton Railey is a financial advisor at UBS Financial Services Inc. Kenneth has been in the industry since 1999. Prior to joining UBS Financial Services Inc. Kenneth worked at MORGAN STANLEY and CITIGROUP GLOBAL MARKETS INC.. Kenneth holds the Series 3, Series 4, Series 7, Series 9, Series 10, Series 24 and Series 66 licenses and has been registered with the Financial Industry Regulatory Authority (FINRA) since 1999. Kenneth is licensed in 40 states. Kenneth Railey specializes in portfolio management for individuals, portfolio management for businesses, security ratings and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MA
09/26/2013 - Present
UBS Financial Services Inc. (BOSTON MA)
MA
06/01/2009 - 09/27/2013
MORGAN STANLEY (BOSTON MA)
MA
03/01/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BOSTON MA)
MA
10/20/2004 - 02/18/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
03/05/2001 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
RI
11/30/1999 - 03/05/2001
SURETRADE INC. (LINCOLN RI)
BOTH
Issued 12/20/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/13/2005
Series 24 - General Securities Principal Examination
BC
Issued 06/02/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/12/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/20/2000
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2006
Series 3 - National Commodity Futures Examination
BC
Issued 11/29/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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