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Kenneth Herbert Austin

American Portfolios Financial Services, Inc.

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About Kenneth Herbert Austin

Kenneth Austin is a financial professional with over 18 years of experience in the industry. Kenneth currently holds registrations with American Portfolios Financial Services, Inc., Osaic Institutions, Inc., and Osaic Wealth, Inc., allowing Kenneth to offer a wide range of financial services. Kenneth is also licensed in Georgia and has passed the Series 6, 7, and SIE exams. Kenneth's previous experience includes positions with TRIAD ADVISORS LLC, SECURITIES AMERICA, INC., WOODBURY FINANCIAL SERVICES, INC., and SAGEPOINT FINANCIAL, INC. Kenneth has a strong track record of success in providing financial advice to individuals and families.

Firm Information

Kenneth Austin is currently registered with American Portfolios Financial Services, Inc.. American Portfolios Financial Services, Inc. is a corporation approved in April 1990, registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

154

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kenneth Austin’s Registration & Firm History

NY

12/21/2023 - Present

American Portfolios Financial Services, Inc. (HOLBROOK NY)

GA

12/07/2023 - 08/23/2024

TRIAD ADVISORS LLC (ATLANTA GA)

NE

12/07/2023 - 06/14/2024

SECURITIES AMERICA, INC. (LAVISTA NE)

MN

12/07/2023 - 01/19/2024

WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)

GA

08/04/2005 - 11/03/2023

FSC SECURITIES CORPORATION (ATLANTA GA)

AZ

06/10/2010 - 09/01/2023

SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)

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Licenses & Designations

BC

Issued 03/27/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/04/2007

Series 7 - General Securities Representative Examination

BC

Issued 08/03/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kenneth Herbert Austin.
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