Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Herbert Albers has been in the financial industry since September 2, 1983. Kenneth is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Houston, Texas. Before joining Merrill Lynch, Pierce, Fenner & Smith Inc., Kenneth worked for Prudential Securities Incorporated and Rotan Mosle Inc. Kenneth holds licenses in both Broker-Dealer and Investment Adviser capacities. Kenneth is a Series 7, 31, 63 and 65 licensed representative and has passed the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
04/03/1991 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HOUSTON TX)
NY
04/26/1988 - 04/02/1991
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
11/07/1984 - 06/07/1988
ROTAN MOSLE INC.
NA
08/30/1983 - 11/02/1984
UNDERWOOD, NEUHAUS & CO., INCORPORATED
IA
Issued 11/21/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/24/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 08/20/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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