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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Smail is a financial advisor at Raymond James & Associates, Inc. Kenneth has over 13 years of experience in the financial services industry. Kenneth has a wide range of experience and has worked with a number of firms, including Fidelity Brokerage Services LLC, TD Ameritrade, Inc., and Morgan Stanley & Co., Incorporated. Kenneth is a registered representative and investment advisor in multiple states and holds several licenses, including Series 7, 9, 10, 31, and 66. Kenneth specializes in providing financial planning, portfolio management, and other investment-related services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/13/2022 - Present
Raymond James & Associates, Inc. (PALM BEACH GARDENS FL)
FL
07/21/2020 - 01/25/2021
FIDELITY BROKERAGE SERVICES LLC (PALM BEACH GARDENS FL)
FL
02/26/2018 - 09/11/2019
TD AMERITRADE, INC. (BOYNTON BEACH FL)
FL
10/23/2008 - 02/26/2018
SCOTTRADE, INC. (WEST PALM BEACH FL)
IL
04/02/2007 - 11/30/2007
MORGAN STANLEY & CO., INCORPORATED (LISLE IL)
IL
06/29/2006 - 04/02/2007
MORGAN STANLEY DW INC. (LISLE IL)
BOTH
Issued 03/20/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/04/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/03/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 06/28/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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