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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Malloy is an investment advisor representative with Morgan Stanley. Kenneth has been working in the financial services industry for over 38 years. Kenneth's experience includes working at Citigroup Global Markets Inc. for over 23 years and Morgan Stanley Smith Barney for over 10 years. Kenneth holds Series 3, 5, 63, and 65 licenses, and the SIE exam. Kenneth is registered in 17 states including New York, Texas, California, Colorado, and Florida. Kenneth is a limited partner in 754 5th Ave Assoc L.P., a family trust. Kenneth also owns and operates a real estate business, 754 Fifth Avenue Partnership, and is a manager at Malloy Famly Holdings LLC and a partner at Edition Owners, LLC, both of which are real estate focused. Kenneth currently works out of the Purchase, New York branch of Morgan Stanley.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
05/15/2020 - Present
Morgan Stanley (Purchase NY)
NY
03/04/1986 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NA
04/18/1984 - 03/07/1986
DREXEL BURNHAM LAMBERT INCORPORATED
IA
Issued 11/07/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/14/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/31/1984
Series 5 - Interest Rate Options Examination
BC
Issued 04/14/1984
Series 7 - General Securities Representative Examination
BC
Issued 03/19/1984
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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