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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Klein is a registered investment advisor representative with Seelaus Asset Management, LLC based in Chatham, New Jersey. Kenneth has been in the industry for over 30 years and has worked for several notable firms including MC Asset Management Americas, LTD., Aladdin Capital LLC, and Dresdner Kleinwort Securities LLC. Kenneth specializes in providing financial planning, portfolio management for individuals and businesses, and portfolio management for pooled investment vehicles. Kenneth is also a licensed securities agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NJ
01/31/2017 - Present
Seelaus Asset Management, LLC (CHATHAM NJ)
CT
12/20/2013 - 09/03/2015
MC ASSET MANAGEMENT AMERICAS, LTD. (STAMFORD CT)
CT
05/28/2009 - 12/31/2011
ALADDIN CAPITAL LLC (STAMFORD CT)
NY
01/09/2003 - 04/01/2009
DRESDNER KLEINWORT SECURITIES LLC (NEW YORK NY)
NY
02/01/2002 - 01/06/2003
DRESDNER KLEINWORT WASSERSTEIN - GRANTCHESTER, INC. (NEW YORK NY)
NY
12/18/2000 - 02/01/2002
DRESDNER KLEINWORT WASSERSTEIN SECURITIES LLC (NEW YORK NY)
NJ
02/21/1996 - 11/29/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
05/15/1989 - 11/20/1995
OPPENHEIMER & CO., INC. (NEW YORK NY)
NY
01/19/1988 - 05/23/1989
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 09/22/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/22/2004
Series 24 - General Securities Principal Examination
BC
Issued 09/03/2015
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/23/1989
Series 3 - National Commodity Futures Examination
BC
Issued 01/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
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