Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Neal is a financial advisor with Janney Montgomery Scott LLC. Kenneth has been in the financial industry since 1999. Kenneth holds licenses for both securities and investment advisory services and is registered in several states. Kenneth is experienced in providing financial planning, portfolio management, and pension consulting services. Kenneth’s experience spans a wide range of client types, including individuals, families, corporations, and charitable organizations. Kenneth is committed to providing his clients with personalized financial advice to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
NC
02/22/2019 - Present
Janney Montgomery Scott LLC (Goldsboro NC)
NC
10/02/2012 - 02/22/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WILSON NC)
NC
09/27/2006 - 10/03/2012
WELLS FARGO ADVISORS, LLC (GOLDSBORO NC)
NC
11/12/2003 - 09/19/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WILSON NC)
NY
02/16/2000 - 11/03/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NC
03/16/1999 - 11/15/1999
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
IA
Issued 06/25/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/18/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/2000
Series 7 - General Securities Representative Examination
BC
Issued 03/15/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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