Invested Better
Unclaimed

Unclaimed

Unclaimed

Kenneth Hans Fladung

FIS Brokerage & Securities Services LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Kenneth? Claim Your Profile

About Kenneth Hans Fladung

Kenneth Fladung is a securities professional with experience in the financial services industry. Kenneth has been registered with FINRA since March 4, 2015 and holds several industry licenses, including Series 6, 7, 99TO and SIE. Kenneth is currently registered with FIS Brokerage & Securities Services LLC. Previously, Kenneth was employed by J.P. Morgan Securities LLC.

Firm Information

Kenneth Fladung is currently registered with FIS Brokerage & Securities Services LLC. FIS Brokerage & Securities Services LLC is a Limited Liability Company formed in February 2000. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico, the Virgin Islands and the District of Columbia. FIS Brokerage & Securities Services LLC has been the subject of 23 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Kenneth Fladung’s Registration & Firm History

IL

03/04/2015 - Present

FIS Brokerage & Securities Services LLC (BOLINGBROOK IL)

IL

03/21/2014 - 03/11/2015

J.P. MORGAN SECURITIES LLC (DOWNERS GROVE IL)

Not sure if Kenneth Hans Fladung is right for you?

Licenses & Designations

BC

Issued 04/02/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/10/2015

Series 7 - General Securities Representative Examination

BC

Issued 03/21/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kenneth Hans Fladung.
Not sure if Kenneth Hans Fladung is right for you?