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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth H. South is a financial advisor in Newport Beach, CA with over 30 years of experience in the industry. Kenneth has a background in providing investment advice, portfolio management, and financial planning. Kenneth has earned the Series 3, 7, 63 and 65 licenses and the SIE exam. Kenneth has been registered with LPL Financial LLC since August 2021. Before that, Kenneth worked with Oppenheimer & Co. Inc. Kenneth's clients consist mainly of high-net-worth individuals, corporations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/09/2021 - Present
LPL Financial LLC (NEWPORT BEACH CA)
CA
03/20/2006 - 09/02/2021
OPPENHEIMER & CO. INC. (NEWPORT BEACH CA)
CA
07/31/1993 - 03/17/2006
CITIGROUP GLOBAL MARKETS INC. (NEWPORT BEACH CA)
NY
04/11/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
07/23/1985 - 04/11/1988
E. F. HUTTON & COMPANY INC
IA
Issued 06/30/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/05/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/1985
Series 3 - National Commodity Futures Examination
BC
Issued 07/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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