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Kenneth H Newman

Keybanc Capital Markets Inc.

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About Kenneth H Newman

Kenneth Newman is a financial professional with over 10 years of experience in the financial services industry. Kenneth has held positions at both Keybanc Capital Markets Inc. and PNC Capital Markets LLC. He has a broad range of experience in securities, including municipal securities, investment banking, and research analysis. Kenneth is registered with FINRA and holds the Series 7, 79, 52, 86, 87 and SIE licenses. He is also licensed in Ohio and New York. Kenneth is currently employed by Keybanc Capital Markets Inc. and provides investment advice to clients in the Cleveland area.

Firm Information

Kenneth Newman is currently registered with Keybanc Capital Markets Inc.. Keybanc Capital Markets Inc. is a corporation formed on May 18, 1983 and is registered in 53 states and the SEC. The firm is headquartered in Cleveland, Ohio, and provides a wide range of investment banking and capital markets services. The firm's services include mergers and acquisitions, debt and equity underwriting, and financial advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

359

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kenneth Newman’s Registration & Firm History

OH

01/14/2014 - Present

Keybanc Capital Markets Inc. (CLEVELAND OH)

OH

03/09/2012 - 01/03/2014

PNC CAPITAL MARKETS LLC (CLEVELAND OH)

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Licenses & Designations

BC

Issued 07/30/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/10/2014

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 04/01/2014

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 01/25/2013

Series 52 - Municipal Securities Representative Examination

BC

Issued 05/24/2012

Series 7 - General Securities Representative Examination

BC

Issued 03/08/2012

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Kenneth H Newman.
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