Unclaimed
Kenneth Gordon Duncan is a financial advisor who has been in the industry since 1991. Kenneth is currently registered with PNC Capital Advisors LLC in Tampa, Florida. Kenneth has a long history of experience with PNC, previously working with PNC Funds Distributor, LLC, PNC Investments and PNC Capital Markets, LLC. Kenneth has experience providing investment advisory services to insurance companies, charitable organizations, corporations and state or municipal government entities. Kenneth has been a registered representative since 1991, holding Series 63, 65, 66, 7, 8, and 24 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Proprietary investment analysis services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
06/03/2022 - Present
PNC Capital Advisors LLC (Tampa FL)
OH
05/26/2016 - 12/31/2019
PNC FUNDS DISTRIBUTOR, LLC (CLEVELAND OH)
PA
12/02/2011 - 05/16/2016
PNC INVESTMENTS (PITTSBURGH PA)
TX
05/04/2011 - 11/07/2011
USAA FINANCIAL ADVISORS, INC. (ADDISON TX)
TX
10/15/2007 - 02/25/2011
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
TX
03/31/2003 - 12/19/2003
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
TX
02/19/1992 - 03/21/2003
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
IN
09/17/1991 - 02/04/1992
UNIFIED MANAGEMENT CORPORATION (INDIANAPOLIS IN)
BOTH
Issued 10/30/2007
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/16/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/04/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/11/2008
Series 24 - General Securities Principal Examination
BC
Issued 11/30/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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