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Kenneth Gladstone Silliman

TD Securities (usa) LLC

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About Kenneth Gladstone Silliman

Kenneth Gladstone Silliman is a financial advisor with over 20 years of experience in the securities industry. Kenneth Silliman is currently registered with TD Securities (usa) LLC. Previously, Kenneth Silliman was registered with RBS Securities Inc. Kenneth Silliman is licensed in 52 states and holds a Series 63, Series 24, Series 7 and SIE licenses.

Firm Information

Kenneth Silliman is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kenneth Silliman’s Registration & Firm History

NY

07/17/2009 - Present

TD Securities (usa) LLC (NEW YORK NY)

CT

01/27/1998 - 06/09/2009

RBS SECURITIES INC. (GREENWICH CT)

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Licenses & Designations

BC

Issued 02/16/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/16/2009

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/26/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Kenneth Gladstone Silliman.
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