Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Gerard Thompson is an investment advisor representative who has been in the industry since 1987. Kenneth is currently registered with TD Private Client Wealth LLC in New York, NY, and is also registered as an Investment Advisor in 48 states. Kenneth was previously registered with M&T Securities, Inc. in Baltimore, MD and Liberty Securities Corporation in Purchase, NY. Kenneth's expertise includes a wide range of financial services including financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
04/17/2013 - Present
TD Private Client Wealth LLC (NEW YORK NY)
MD
05/01/1995 - 11/13/2012
M&T SECURITIES, INC. (BALTIMORE MD)
NY
10/01/1990 - 05/01/1995
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NA
03/12/1987 - 10/29/1990
EMPIRE NATIONAL SECURITIES, INCORPORATED
NA
08/19/1986 - 10/07/1986
AMERICAN HERITAGE SECURITIES CORPORATION
IA
Issued 06/21/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/13/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/22/1994
Series 24 - General Securities Principal Examination
BC
Issued 11/02/1992
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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