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Kenneth Gerard Rende

Neuberger Berman BD LLC

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About Kenneth Gerard Rende

Kenneth Gerard Rende is a financial professional with over 30 years of experience in the industry. Kenneth is currently registered with Neuberger Berman BD LLC, a firm that has been in business for many years. He has held various positions in the financial services industry, including a previous role with NYLIFE Securities Inc.. His expertise encompasses a wide range of investment products and services, demonstrated by his impressive credentials, which include passing the Series 7, Series 24, Series 27, Series 99TO and SIE exams. Kenneth’s commitment to providing exceptional service is evident in his focus on understanding his clients’ needs and developing tailored investment strategies.

Firm Information

Kenneth Rende is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kenneth Rende’s Registration & Firm History

NY

04/26/1991 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NY

03/06/1991 - 04/19/1991

NYLIFE SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/07/2012

Series 24 - General Securities Principal Examination

BC

Issued 03/04/1991

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/18/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Kenneth Gerard Rende.
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