Unclaimed
Kenneth Rothwell is a Registered Representative at Fidelity Brokerage Services LLC. Kenneth's career in the securities industry began on October 29, 2018. Kenneth has passed both the Securities Industry Essentials Examination (SIE) and the Operations Professional Examination (Series 99).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
10/30/2018 - Present
Fidelity Brokerage Services LLC (DURHAM NC)
BC
Issued 10/31/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/2018
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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