Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Coles has been in the financial services industry since 1999. Kenneth is currently registered with Charles Schwab & Co., Inc. Kenneth has held previous registrations with TD AMERITRADE, INC., CHASE INVESTMENT SERVICES CORP., CITIGROUP GLOBAL MARKETS INC., and CITICORP INVESTMENT SERVICES. Kenneth is licensed to offer securities and advisory services in several states. Kenneth's specializations include securities and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
NJ
01/26/2022 - Present
Charles Schwab & CO., Inc. (Bridgewater NJ)
NY
02/23/2012 - 07/29/2024
TD AMERITRADE, INC. (Garden City NY)
NY
07/09/2009 - 02/13/2012
CHASE INVESTMENT SERVICES CORP. (GARDEN CITY NY)
NY
05/29/2007 - 07/22/2009
CITIGROUP GLOBAL MARKETS INC. (NEW HYDE PARK NY)
NY
10/24/2005 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW HYDE PARK NY)
IL
01/19/2005 - 10/14/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
04/03/2000 - 12/31/2004
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NY
07/28/1998 - 07/29/1999
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
IA
Issued 3/17/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/30/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/27/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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