Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Catanella has over 48 years of experience in the financial services industry. Kenneth is a registered representative with UBS Financial Services Inc. and has held previous positions with Lehman Brothers Inc., E. F. Hutton & Company Inc, Shearson, Hammill & Co., Incorporated and Paine, Webber, Jackson & Curtis Incorporated. Kenneth holds licenses including Series 63, Series 65, Series 7, Series 1, SIE, and PC. Kenneth is a trustee of the Pennsylvania Academy of Fine Arts and a member of the Board of Directors for Cool Cars for Kids Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
PA
12/12/2023 - Present
UBS Financial Services Inc. (PHILADELPHIA PA)
NY
04/11/1988 - 12/17/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
07/02/1979 - 04/11/1988
E. F. HUTTON & COMPANY INC
NA
01/02/1973 - 02/04/1974
SHEARSON, HAMMILL & CO., INCORPORATED
NA
09/12/1969 - 01/09/1973
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
IA
Issued 05/05/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/20/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/1979
PC - AMEX Put and Call Exam
BC
Issued 06/16/1979
Series 7 - General Securities Representative Examination
BC
Issued 09/10/1969
Series 1 - Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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