Unclaimed
Kenneth George Bruce is a financial advisor at Multi-Bank Securities, Inc. Kenneth has over 35 years of experience in the industry and has held previous positions at Bonwick Capital Partners, LLC, Rice Financial Products Company, and Doley Securities, LLC. Kenneth is registered in 19 states including California, Connecticut, Florida, Illinois, Kentucky, Maryland, Missouri, New Jersey, New York, North Carolina, Ohio, Oklahoma, Pennsylvania, Rhode Island, Texas, Virginia, West Virginia, and Wisconsin. Kenneth holds several securities licenses, including Series 3, Series 4, Series 7, Series 50, Series 52TO, and Series 55.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MI
08/05/2016 - Present
Multi-Bank Securities, Inc. (SOUTHFIELD MI)
NY
09/19/2015 - 07/02/2016
BONWICK CAPITAL PARTNERS, LLC (NEW YORK NY)
PA
08/03/2005 - 10/14/2015
RICE FINANCIAL PRODUCTS COMPANY (DOWNINGTOWN PA)
LA
04/14/2005 - 07/27/2005
DOLEY SECURITIES, LLC. (NEW ORLEANS LA)
LA
06/14/2004 - 09/14/2004
DOLEY SECURITIES, LLC. (NEW ORLEANS LA)
PA
06/10/1985 - 06/07/2004
PRYOR, COUNTS & CO., INC. (PHILADELPHIA PA)
LA
07/09/2002 - 10/07/2002
DOLEY SECURITIES, INC. (NEW ORLEANS LA)
BC
Issued 01/25/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/28/1986
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 03/26/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/19/1984
Series 7 - General Securities Representative Examination
BC
Issued 03/15/1984
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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