Unclaimed
Kenneth George Becker is a financial professional with over 30 years of experience in the industry. Kenneth is currently registered with LPL Financial LLC in South Windsor, Connecticut. Previously, Kenneth was affiliated with INVEST FINANCIAL CORPORATION, also in South Windsor, and THRIVENT INVESTMENT MANAGEMENT INC. in Minneapolis, Minnesota. Kenneth holds licenses for Series 6, Series 26, Series 51 and Series 63, as well as the SIE exam. Kenneth provides financial planning services, portfolio management for individuals and businesses, as well as educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
02/14/2018 - Present
LPL Financial LLC (SOUTH WINDSOR CT)
CT
12/13/2005 - 02/14/2018
INVEST FINANCIAL CORPORATION (SOUTH WINDSOR CT)
MN
06/09/1987 - 12/15/2005
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
BC
Issued 11/30/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2006
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 03/07/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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