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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Mosbey is a financial advisor at LPL Financial LLC, a well-established financial services firm with a strong reputation for providing personalized financial planning and investment advice. Kenneth has been in the financial services industry since 1988, giving him a broad understanding of market dynamics and investment strategies. His commitment to helping clients achieve their financial goals is evident in his comprehensive approach to financial planning, which includes a variety of investment products and services. Kenneth is registered in 13 states, including California, Florida, and Texas. Kenneth has earned numerous licenses and certifications, demonstrating his dedication to continuous learning and professional development. Kenneth's experience and expertise make him a valuable resource for clients seeking guidance and support in achieving their financial aspirations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
11/29/2017 - Present
LPL Financial LLC (WESTLAKE VILLAGE CA)
CA
12/10/1999 - 11/29/2017
NATIONAL PLANNING CORPORATION (WESTLAKE VILLAGE CA)
MA
02/25/1991 - 12/13/1999
ASSOCIATED SECURITIES CORP. (BOSTON MA)
NA
04/26/1988 - 02/27/1991
FMS SECURITIES, INC.
BC
Issued 06/25/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/04/1991
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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