Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Gene Baize is a financial advisor with LPL Financial LLC. Kenneth has been working in the financial services industry since November 16, 2009. Kenneth has held positions at several firms including American Equity Investment Corporation, Waddell & Reed, Allstate Financial Services, LLC, and AXA Advisors, LLC. Kenneth is registered with the state of Kentucky as a Registered Representative and Investment Advisor Representative. Kenneth offers a variety of financial services including financial planning, portfolio management for individuals and businesses, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
KY
04/01/2019 - Present
LPL Financial LLC (LOUISVILLE KY)
IN
01/05/2018 - 04/01/2019
AMERICAN EQUITY INVESTMENT CORPORATION (NEW ALBANY IN)
KY
12/14/2012 - 01/08/2018
WADDELL & REED (LOUISVILLE KY)
KY
04/03/2012 - 12/05/2012
ALLSTATE FINANCIAL SERVICES, LLC (LOUISVILLE KY)
KY
11/09/2009 - 04/02/2012
AXA ADVISORS, LLC (LOUISVILLE KY)
BOTH
Issued 03/11/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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