Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Montal is a financial advisor with UBS Financial Services Inc. Kenneth has been in the industry since April 14, 1984, and is registered in NJ, NY, and TX. Kenneth works with individuals, high-net-worth individuals, businesses, trusts, corporations, insurance companies, charitable organizations, and pension plans. Kenneth provides financial planning services, portfolio management, and other investment advisory services. Kenneth is also a registered investment advisor and is registered with the Securities and Exchange Commission (SEC). Kenneth has a strong track record of success in the financial services industry. Kenneth is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
12/01/2010 - Present
UBS Financial Services Inc. (PARAMUS NJ)
NJ
06/01/2009 - 12/08/2010
MORGAN STANLEY SMITH BARNEY (PARAMUS NJ)
NJ
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PARAMUS NJ)
NY
09/02/2005 - 04/02/2007
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
10/27/2000 - 09/22/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/09/1990 - 10/30/2000
LEBENTHAL & CO., INC. (NEW YORK NY)
NY
05/18/1987 - 11/26/1990
GARY GOLDBERG & CO., INC. (SUFFERN NY)
NA
01/28/1985 - 04/13/1987
CITICORP FINANCIAL SERVICES,INC.
NA
10/25/1983 - 07/09/1984
THOMSON MCKINNON SECURITIES INC.
NA
08/23/1983 - 11/01/1983
NORBAY SECURITIES INC.
IA
Issued 08/17/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/18/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 08/20/1983
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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