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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Fred Levy is a financial advisor with over 35 years of experience in the industry. Kenneth is registered with LPL Financial LLC and has been with the firm since 2018. Previously, Kenneth worked for WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, and WELLS FARGO ADVISORS, LLC. Kenneth is also registered with the state of Texas and the state of California as an Investment Advisor Representative. Kenneth specializes in portfolio management, financial planning, and consulting. Kenneth has earned the Certified Financial Planner designation. Kenneth has been recognized for providing excellent service to clients and for his commitment to the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/23/2018 - Present
LPL Financial LLC (LODI CA)
CA
09/18/2015 - 08/28/2018
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (LODI CA)
CA
07/01/2003 - 09/18/2015
WELLS FARGO ADVISORS, LLC (STOCKTON CA)
NY
12/01/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MO
03/04/1988 - 12/07/2000
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NA
08/21/1984 - 03/23/1988
DEAN WITTER REYNOLDS INC.
BOTH
Issued 07/14/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/13/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/08/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/08/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/2007
Series 3 - National Commodity Futures Examination
BC
Issued 08/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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