Unclaimed
Kenneth Frankman has been working in the financial services industry since August 16, 1982. Kenneth is currently a registered representative at Morgan Stanley. Kenneth is licensed to provide investment advice in multiple states including Connecticut, Florida, New York and others. Kenneth is also licensed to provide investment advice as an investment advisor representative. Prior to joining Morgan Stanley, Kenneth was employed by Merrill Lynch, Pierce, Fenner & Smith Incorporated and Blinder, Robinson & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
06/16/2021 - Present
Morgan Stanley (Vero Beach FL)
NY
03/13/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (RIVERHEAD NY)
NY
01/08/1984 - 03/16/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RIVERHEAD NY)
NA
06/28/1982 - 11/18/1983
BLINDER, ROBINSON & CO.,INC.
BOTH
Issued 08/16/2017
Series 66 - Uniform Combined State Law Examination
IA
Issued 04/30/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/02/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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