Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Franklin Johnson has been in the financial services industry since June 12, 2008. Kenneth is currently registered with Fidelity Brokerage Services LLC. Kenneth was previously registered with Principal Securities, Inc., TIAA-CREF Individual & Institutional Services, LLC and E*TRADE SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
02/03/2022 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
NC
04/21/2021 - 12/01/2021
PRINCIPAL SECURITIES, INC. (Charlotte NC)
NC
03/29/2007 - 11/13/2019
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
NC
11/03/2006 - 03/27/2007
E*TRADE SECURITIES LLC (CHARLOTTE NC)
BOTH
Issued 11/17/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/21/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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