Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Sarpu is a registered representative and investment advisor representative with over 39 years of experience in the financial services industry. Kenneth has held previous positions at Wells Fargo Advisors, LLC, Prudential Securities Incorporated, Paine Webber Incorporated, Drexel Burnham Lambert Incorporated and Kidder, Peabody & Co. Incorporated. Currently, Kenneth is associated with Janney Montgomery Scott LLC in Glastonbury, CT. Kenneth holds several securities licenses, including Series 3, Series 7, Series 63 and Series 65. Kenneth's areas of expertise include financial planning, pension consulting, educational seminars, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
CT
06/16/2016 - Present
Janney Montgomery Scott LLC (GLASTONBURY CT)
CT
07/01/2003 - 06/17/2016
WELLS FARGO ADVISORS, LLC (GLASTONBURY CT)
NY
06/22/1998 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
05/12/1989 - 07/02/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
12/02/1987 - 06/28/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
11/22/1983 - 12/17/1987
KIDDER, PEABODY & CO. INCORPORATED
IA
Issued 01/30/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/11/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/1985
Series 3 - National Commodity Futures Examination
BC
Issued 11/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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