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Kenneth Francis Powers

Mutual OF America Securities LLC

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About Kenneth Francis Powers

Kenneth Francis Powers is a financial professional with over 30 years of experience in the financial services industry. Kenneth is currently registered with Mutual of America Securities LLC. Kenneth has been registered with FINRA since September 24, 1997. Kenneth also holds the Series 6, Series 26 and SIE licenses and has passed the Series 99TO exam.

Firm Information

Kenneth Powers is currently registered with Mutual OF America Securities LLC. Mutual OF America Securities LLC is a Limited Liability Company formed on June 29, 1990. The firm is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

346

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kenneth Powers’s Registration & Firm History

NY

09/24/1997 - Present

Mutual OF America Securities LLC (NEW YORK NY)

NY

12/18/1987 - 11/10/2020

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/06/1998

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/17/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kenneth Francis Powers.
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