Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Francis Flaherty is a financial professional with over 25 years of experience in the financial services industry. Kenneth currently works as a registered representative at LPL Financial LLC. Previously, Kenneth worked at Frost Brokerage Services, Inc., Fidelity Brokerage Services LLC, National Financial Services LLC, Citizens Financial Services Inc., and H.C. Wainwright & Co., Inc. Kenneth is licensed to sell securities in Texas. Kenneth holds Series 6, 7, 24, 27, 63, 66, 99TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
06/28/2022 - Present
LPL Financial LLC (SAN DIEGO CA)
TX
06/04/2020 - 04/07/2022
FROST BROKERAGE SERVICES, INC. (DALLAS TX)
TX
09/24/2013 - 05/04/2020
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
TX
07/31/2000 - 05/04/2020
NATIONAL FINANCIAL SERVICES LLC (WESTLAKE TX)
RI
01/15/1999 - 06/29/2000
CITIZENS FINANCIAL SERVICES INC. (JOHNSTON RI)
NY
09/11/1995 - 11/09/1998
H.C. WAINWRIGHT & CO., INC. (NEW YORK NY)
BC
Issued 09/25/2006
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 12/16/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/02/2009
Series 24 - General Securities Principal Examination
BC
Issued 09/05/1995
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/2006
Series 7 - General Securities Representative Examination
BC
Issued 12/29/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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