Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Floyd Fox is a financial advisor with over 25 years of experience in the financial services industry. Kenneth has a broad background in providing financial advice to individuals and businesses. Kenneth is currently registered with Hightower Advisors, LLC in Chicago, Illinois. Kenneth specializes in providing comprehensive financial planning, portfolio management, and investment advice. Kenneth is also a Registered Representative (Series 66) and holds the Series 7, 9, 10, 23, 24, 63, 99TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
IL
12/16/2022 - Present
Hightower Advisors, LLC (CHICAGO IL)
SC
05/24/2018 - 12/16/2022
LPL FINANCIAL LLC (FORT MILL SC)
OH
10/10/2016 - 04/23/2018
VALMARK SECURITIES, INC. (AKRON OH)
OH
03/02/2015 - 10/04/2016
KEYBANC CAPITAL MARKETS INC. (CLEVELAND OH)
OH
02/10/2004 - 07/26/2013
VICTORY CAPITAL ADVISERS, INC. (BROOKLYN OH)
OH
05/14/1999 - 12/31/2003
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
OH
08/20/1997 - 05/14/1999
KEY INVESTMENTS INC. (CLEVELAND OH)
OH
05/26/1994 - 01/03/1996
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
NY
12/20/1993 - 04/18/1994
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
OH
11/16/1992 - 12/03/1993
ROULSTON RESEARCH CORP. (CLEVELAND OH)
BOTH
Issued 04/11/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/15/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 09/14/2007
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 12/09/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/09/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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