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Kenneth Filreis

Fidelity Brokerage Services LLC

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About Kenneth Filreis

Kenneth Filreis is a financial professional with over 35 years of experience in the industry. Kenneth has a wide range of experience with both Broker-Dealer and Investment Advisor firms. Kenneth is currently registered with Fidelity Brokerage Services LLC and is licensed to sell securities in 53 states. Kenneth is also a Series 7 and Series 63 licensed representative. Kenneth is committed to providing his clients with the best possible service and helping them achieve their financial goals.

Firm Information

Kenneth Filreis is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kenneth Filreis’s Registration & Firm History

RI

07/19/2021 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

MN

09/04/2002 - 05/07/2021

VAN CLEMENS & CO. INCORPORATED (MINNEAPOLIS MN)

MN

01/02/1992 - 09/03/2002

MILLER JOHNSON STEICHEN KINNARD, INC. (MINNEAPOLIS MN)

MN

04/15/1991 - 12/31/1991

KENNEDY, MATHEWS, LANDIS, HEALY & PECORA, INCORPORATED (MINNEAPOLIS MN)

MN

02/24/1984 - 04/19/1991

VAN CLEMENS & CO. INCORPORATED (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 02/21/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/18/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There is public disclosure for Kenneth Filreis. Review regulatory record here.
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