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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Eugene Stammer is a financial advisor with UBS Financial Services Inc. located in LA JOLLA, CA. Kenneth has been in the financial industry since 1987. He is registered with FINRA and the state of California. Kenneth is a licensed Series 6, 7, 9, 10, 24, 31, 63, and 65 financial advisor. Kenneth has worked at UBS Financial Services Inc. since 2008. Prior to that, Kenneth worked at MORGAN STANLEY & CO. INCORPORATED and MORGAN STANLEY DW INC. Kenneth provides financial planning, portfolio management, educational seminars, and selection of other advisors. He has specialized in managing assets for high net worth individuals, corporations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
11/28/2008 - Present
UBS Financial Services Inc. (LA JOLLA CA)
CA
04/02/2007 - 12/03/2008
MORGAN STANLEY & CO. INCORPORATED (LA JOLLA CA)
CA
08/28/1995 - 04/02/2007
MORGAN STANLEY DW INC. (LAJOLLA CA)
CA
01/01/1994 - 07/17/1996
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NJ
01/09/1987 - 12/15/1993
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 11/01/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/25/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/16/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/24/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 10/17/1995
Series 7 - General Securities Representative Examination
BC
Issued 04/25/1995
Series 2 - Non-Member General Securities Examination
BC
Issued 01/08/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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