Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Eugene Gray is a registered representative of Merrill Lynch, Pierce, Fenner & Smith Inc. Kenneth has been in the industry since 1986 and has experience with Merrill Lynch, Pierce, Fenner & Smith Inc. as well as BANC of AMERICA INVESTMENT SERVICES, INC., NATIONSSECURITIES, NATIONSBANC SECURITIES, INC., NATIONSBANC CAPITAL MARKETS, INC., NCNB SECURITIES, INC., IFP, INCORPORATED, and UNDERWOOD, NEUHAUS & CO., INCORPORATED. Kenneth holds Series 4, 7, 9, 10, 24, 52TO, 53, 63, 65 and 72 securities licenses and is registered in 53 states. Kenneth also has experience in providing investment advice to businesses, individuals, pension plans, insurance companies, investment companies, charitable organizations and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
10/23/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHARLOTTE NC)
NC
01/01/1998 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NA
06/07/1993 - 01/01/1998
NATIONSSECURITIES
MA
06/01/1992 - 06/07/1993
NATIONSBANC SECURITIES, INC. (BOSTON MA)
NY
01/25/1991 - 06/01/1992
NATIONSBANC CAPITAL MARKETS, INC. (NEW YORK NY)
MA
07/05/1990 - 01/31/1991
NCNB SECURITIES, INC. (BOSTON MA)
TX
11/15/1988 - 07/12/1990
IFP, INCORPORATED (DALLAS TX)
NA
11/19/1986 - 12/07/1988
UNDERWOOD, NEUHAUS & CO., INCORPORATED
IA
Issued 12/09/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/28/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/18/1993
Series 4 - Registered Options Principal Examination
BC
Issued 10/18/1990
Series 24 - General Securities Principal Examination
BC
Issued 08/17/1990
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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