Unclaimed
Kenneth Eugene Feldman is a registered representative with Avantax Investment Services, Inc. Kenneth has been in the securities industry since March 16, 1996 and has worked for a variety of firms throughout his career. In addition to Avantax, Kenneth has previously held positions with PFS INVESTMENTS INC., H.D. VEST INVESTMENT SERVICES, H.D. VEST INVESTMENT SECURITIES, INC., BUTTONWOOD SECURITIES, INC., TRIGEM AMERSTOCK CORPORATION, GORMAN COMMODITIES, INC., TITAN CAPITAL CORPORATION, BARABAN SECURITIES, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, E. F. HUTTON & COMPANY INC. and PAULSON INVESTMENT COMPANY, INC. Kenneth holds the following securities licenses: Series 3, Series 7, Series 63, and SIE. Kenneth is currently licensed to sell securities in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
04/27/2017 - Present
Avantax Investment Services, Inc. (ENCINO CA)
CA
09/04/2013 - 12/15/2015
PFS INVESTMENTS INC. (TORRANCE CA)
CA
04/13/2006 - 10/05/2011
H.D. VEST INVESTMENT SERVICES (TORRANCE CA)
TX
07/17/2001 - 08/31/2004
H.D. VEST INVESTMENT SERVICES (DALLAS TX)
TX
07/22/1997 - 12/31/1999
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
NY
02/27/1995 - 01/17/1996
BUTTONWOOD SECURITIES, INC. (NEW YORK NY)
NA
06/17/1993 - 02/17/1994
TRIGEM AMERSTOCK CORPORATION
CA
07/17/1989 - 09/01/1992
GORMAN COMMODITIES, INC. (BEVERLY HILLS CA)
NA
09/04/1986 - 09/21/1987
TITAN CAPITAL CORPORATION
NA
07/13/1984 - 03/26/1985
BARABAN SECURITIES, INC.
NA
05/24/1984 - 07/06/1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
05/05/1983 - 05/18/1984
E. F. HUTTON & COMPANY INC
NA
03/01/1983 - 05/02/1983
PAULSON INVESTMENT COMPANY, INC.
BC
Issued 08/04/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/1983
Series 3 - National Commodity Futures Examination
BC
Issued 02/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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