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Kenneth Eugene Feldman

Avantax Investment Services, Inc.

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About Kenneth Eugene Feldman

Kenneth Eugene Feldman is a registered representative with Avantax Investment Services, Inc. Kenneth has been in the securities industry since March 16, 1996 and has worked for a variety of firms throughout his career. In addition to Avantax, Kenneth has previously held positions with PFS INVESTMENTS INC., H.D. VEST INVESTMENT SERVICES, H.D. VEST INVESTMENT SECURITIES, INC., BUTTONWOOD SECURITIES, INC., TRIGEM AMERSTOCK CORPORATION, GORMAN COMMODITIES, INC., TITAN CAPITAL CORPORATION, BARABAN SECURITIES, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, E. F. HUTTON & COMPANY INC. and PAULSON INVESTMENT COMPANY, INC. Kenneth holds the following securities licenses: Series 3, Series 7, Series 63, and SIE. Kenneth is currently licensed to sell securities in California.

Firm Information

Kenneth Feldman is currently registered with Avantax Investment Services, Inc.. Avantax Investment Services, Inc. is a Corporation formed in April 1983. The firm is registered with the SEC and in 53 states, providing services across the United States.

Not reported

Assets Under Management

Not reported

Total Clients

482

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kenneth Feldman’s Registration & Firm History

CA

04/27/2017 - Present

Avantax Investment Services, Inc. (ENCINO CA)

CA

09/04/2013 - 12/15/2015

PFS INVESTMENTS INC. (TORRANCE CA)

CA

04/13/2006 - 10/05/2011

H.D. VEST INVESTMENT SERVICES (TORRANCE CA)

TX

07/17/2001 - 08/31/2004

H.D. VEST INVESTMENT SERVICES (DALLAS TX)

TX

07/22/1997 - 12/31/1999

H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)

NY

02/27/1995 - 01/17/1996

BUTTONWOOD SECURITIES, INC. (NEW YORK NY)

NA

06/17/1993 - 02/17/1994

TRIGEM AMERSTOCK CORPORATION

CA

07/17/1989 - 09/01/1992

GORMAN COMMODITIES, INC. (BEVERLY HILLS CA)

NA

09/04/1986 - 09/21/1987

TITAN CAPITAL CORPORATION

NA

07/13/1984 - 03/26/1985

BARABAN SECURITIES, INC.

NA

05/24/1984 - 07/06/1984

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NA

05/05/1983 - 05/18/1984

E. F. HUTTON & COMPANY INC

NA

03/01/1983 - 05/02/1983

PAULSON INVESTMENT COMPANY, INC.

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Licenses & Designations

BC

Issued 08/04/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/07/1983

Series 3 - National Commodity Futures Examination

BC

Issued 02/19/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kenneth Eugene Feldman.
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