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Kenneth Eshon Girdy

Advisors Asset Management, Inc.

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About Kenneth Eshon Girdy

Kenneth Girdy is an Investment Advisor Representative with Advisors Asset Management, Inc. Kenneth has been in the securities industry for over 20 years and has experience in various areas of finance, including portfolio management, investment banking and securities trading. Kenneth holds a Series 6, 7, 55, 63, and 65 license and has been actively involved in the industry since 1996. Kenneth is currently registered with Advisors Asset Management, Inc. in Texas, where they are currently working with both businesses and individuals to help meet their financial goals.

Firm Information

Kenneth Girdy is currently registered with Advisors Asset Management, Inc.. Advisors Asset Management, Inc. is a corporation formed in 2008 and headquartered in Monument, Colorado. The firm provides investment advisory services to individuals, businesses, and pooled investment vehicles. They specialize in portfolio management and serve a wide range of clients including individuals, corporations, investment companies, pension plans, and other investment advisors. The firm is registered with the SEC and in all 50 states and the District of Columbia. Their website and social media presence provide access to their services and resources.
Advisors Asset Management, Inc.

18925 BASE CAMP ROAD

MONUMENT, CO 80132

$3.85B

Assets Under Management

Not reported

Total Clients

185

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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supervisor/evaluator to unit investment trusts

Supervisor/evaluator to unit investment trusts

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kenneth Girdy’s Registration & Firm History

TX

03/17/2008 - Present

Advisors Asset Management, Inc. (BOERNE TX)

TX

12/17/2003 - 01/28/2005

ZONE TRADING PARTNERS, LLC (AUSTIN TX)

NJ

07/23/1996 - 01/22/1997

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

IA

Issued 03/14/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/22/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/16/2004

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/16/2003

Series 7 - General Securities Representative Examination

BC

Issued 07/22/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Kenneth Eshon Girdy.
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