Unclaimed
Kenneth Girdy is an Investment Advisor Representative with Advisors Asset Management, Inc. Kenneth has been in the securities industry for over 20 years and has experience in various areas of finance, including portfolio management, investment banking and securities trading. Kenneth holds a Series 6, 7, 55, 63, and 65 license and has been actively involved in the industry since 1996. Kenneth is currently registered with Advisors Asset Management, Inc. in Texas, where they are currently working with both businesses and individuals to help meet their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Supervisor/evaluator to unit investment trusts
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
TX
03/17/2008 - Present
Advisors Asset Management, Inc. (BOERNE TX)
TX
12/17/2003 - 01/28/2005
ZONE TRADING PARTNERS, LLC (AUSTIN TX)
NJ
07/23/1996 - 01/22/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 03/14/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/22/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/16/2003
Series 7 - General Securities Representative Examination
BC
Issued 07/22/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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