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Kenneth Ernest Hanson

Riversource Distributors, Inc.

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About Kenneth Ernest Hanson

Kenneth Hanson is a financial professional with over 30 years of experience in the industry. Kenneth currently holds a Series 7 and Series 63 license and is a Registered Principal with Riversource Distributors, Inc., a company he joined in 2012. Kenneth previously held positions at a number of other firms, including ARi Financial Services, Inc., Symetra Investment Services, Inc., Securities Management & Research, Inc., and Kelmoore Investment Company, Inc.

Firm Information

Kenneth Hanson is currently registered with Riversource Distributors, Inc.. Riversource Distributors, Inc. is a corporation formed on December 9, 2005, and is registered to operate in all 50 states, as well as Puerto Rico and the District of Columbia. The firm has been approved by the SEC and has been subject to two regulatory events and one arbitration claim.

Not reported

Assets Under Management

Not reported

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kenneth Hanson’s Registration & Firm History

MN

03/09/2012 - Present

Riversource Distributors, Inc. (Minneapolis MN)

KS

06/29/2011 - 12/21/2011

ARI FINANCIAL SERVICES, INC. (OVERLAND PARK KS)

MA

06/12/2008 - 12/31/2010

SYMETRA INVESTMENT SERVICES, INC. (BOSTON MA)

IA

02/15/2008 - 06/19/2008

SECURITIES MANAGEMENT & RESEARCH, INC. (CEDAR RAPIDS IA)

CA

11/01/2005 - 02/21/2006

KELMOORE INVESTMENT COMPANY, INC. (PALO ALTO CA)

CA

06/04/2001 - 09/26/2005

KELMOORE INVESTMENT COMPANY, INC. (PALO ALTO CA)

FL

05/17/1999 - 12/08/1999

INTERSECURITIES, INC. (ST. PETERSBURG FL)

IA

01/05/1998 - 05/20/1999

AFSG SECURITIES CORPORATION (CEDAR RAPIDS IA)

MN

12/02/1991 - 12/05/1997

FORTIS INVESTORS, INC. (OAKDALE MN)

CA

09/30/1988 - 08/29/1989

MURPHEY FAVRE, INC. (IRVINE CA)

NA

03/01/1983 - 10/03/1988

ISFA CORPORATION

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Licenses & Designations

IA

Issued 08/19/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/26/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/08/2003

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/19/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kenneth Ernest Hanson.
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