Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Swope is a financial advisor registered with Raymond James Financial Services Advisors, Inc. Kenneth has been in the industry since August 1995 and has a combined 33 years of experience in the financial services industry. Kenneth has a Series 65 license, which permits Kenneth to advise on securities and provide investment advice. Kenneth also has a Series 63 license, which allows Kenneth to sell securities in a state. Kenneth is a Certified Financial Planner. Kenneth is registered in 33 states. In addition to Kenneth's current position, Kenneth has previously worked with Ameriprise Financial Services, LLC and Ameriprise Advisor Services, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CO
09/16/2021 - Present
Raymond James Financial Services Advisors, Inc. (Littleton CO)
CO
10/05/2009 - 09/17/2021
AMERIPRISE FINANCIAL SERVICES, LLC (Denver CO)
CO
08/16/1995 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (LONE TREE CO)
IA
Issued 09/11/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/28/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 02/02/1996
Series 7 - General Securities Representative Examination
BC
Issued 08/15/1995
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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