Unclaimed
Kenneth Broman is an investment advisor representative with Ameritas Advisory Services, LLC. Kenneth has been in the financial services industry since April 16, 1996. Kenneth provides financial planning, pension consulting and portfolio management services. Kenneth is registered in Nebraska and Texas and has a Series 7, Series 63 and Series 66 license. In addition to working with Ameritas Advisory Services, Kenneth also has experience with Securities America, Inc., Thrivent Investment Management Inc., UFS Securities, L.L.C., Ameritas Investment Corp. and Smith Hayes Financial Services Corporation. Kenneth is a member of the National Association of Insurance and Financial Advisors (NAIFA) Nebraska.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
NE
11/01/2021 - Present
Ameritas Advisory Services, LLC (LINCOLN NE)
NE
05/16/2005 - 09/08/2006
SECURITIES AMERICA, INC. (LINCOLN NE)
MN
01/21/2004 - 05/17/2005
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
NE
03/09/2001 - 01/14/2004
UFS SECURITIES, L.L.C. (LINCOLN NE)
NE
05/01/1998 - 03/12/2001
AMERITAS INVESTMENT CORP. (LINCOLN NE)
NE
04/11/1996 - 05/07/1998
SMITH HAYES FINANCIAL SERVICES CORPORATION (LINCOLN NE)
BOTH
Issued 02/13/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/15/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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