Unclaimed
Kenneth Eric Ballenger is a financial advisor at Wells Fargo Clearing Services, LLC, where Kenneth has been a registered representative since 2009. Kenneth has a Series 7 and Series 63 license, and has been in the securities industry since 1992. Kenneth previously worked at Citigroup Global Markets Inc. and J.J.B. Hilliard, W.L. Lyons, Inc.. In addition to being a financial advisor at Wells Fargo Clearing Services, LLC, Kenneth also owns E & L Real Estate LLC and is the president of the Clark-Floyd Counties Convention Tourism Bureau and a board member of the River Ridge Development Authority.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KY
04/24/2009 - Present
Wells Fargo Clearing Services, LLC (LOUISVILLE KY)
IN
02/04/2000 - 04/15/2009
CITIGROUP GLOBAL MARKETS INC. (NEW ALBANY IN)
KY
03/24/1992 - 02/18/2000
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
IA
Issued 09/04/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/03/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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