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Kenneth Eliot Rehfield

Aegis Capital Corp.

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About Kenneth Eliot Rehfield

Kenneth Eliot Rehfield is a financial professional with over 30 years of experience in the industry. Kenneth is currently registered with Aegis Capital Corp. and is located in the Bronxville, NY office. Prior to Aegis Capital Corp., Kenneth held positions at Maxim Group LLC, Investec Ernst & Company, Bluestone Capital Partners, L.P., Fahnestock & Co., Inc. and Reich & Co., Inc. Kenneth holds the Series 7, Series 63, and SIE licenses. Kenneth provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles.

Firm Information

Kenneth Rehfield is currently registered with Aegis Capital Corp.. Aegis Capital Corp. is a corporation formed in 1984 and headquartered in New York, NY. The firm provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles. Aegis Capital Corp. is registered with the SEC and in 53 states. The firm has over 257 registered representatives and manages approximately $1.28 billion in assets.
Aegis Capital Corp.

1345 AVENUE OF THE AMERICAS

NEW YORK, NY 10105

$1.28B

Assets Under Management

Not reported

Total Clients

156

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kenneth Rehfield’s Registration & Firm History

NY

10/23/2012 - Present

Aegis Capital Corp. (BRONXVILLE NY)

NY

10/23/2002 - 11/14/2012

MAXIM GROUP LLC (NEW YORK NY)

NY

04/19/2000 - 10/23/2002

INVESTEC ERNST & COMPANY (NEW YORK NY)

NY

01/29/1997 - 04/24/2000

BLUESTONE CAPITAL PARTNERS, L.P. (NEW YORK NY)

NY

01/01/1995 - 02/06/1997

FAHNESTOCK & CO., INC. (NEW YORK NY)

NA

12/01/1992 - 01/01/1995

REICH & CO., INC.

NA

08/30/1991 - 12/01/1992

REICH & CO., INC.

NY

04/11/1991 - 09/18/1991

LADENBURG, THALMANN & CO., INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/20/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/10/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Kenneth Eliot Rehfield.
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